SEC Enforcement, Penalties Fall After Leadership Change, Report Finds

The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, and Trump’s inauguration, the highest amount for an outgoing chair since 2013.

       

The U.S. Securities and Exchange Commission under former Chair Gary Gensler took 52 enforcement actions between Oct. 1, 2024, and Trump’s inauguration, the highest amount for an outgoing chair since 2013.